Sean Dugan Cfa

Sean Dugan Cfa

Experienced capital markets attorney with a deep technical knowledge of banking, securities and commodities regulations. Highly skilled at... | Brooklyn, New York, United States

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Work Experience

Deutsche Borse

Director, Regulatory Legal, Americas

Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time) — Present

Deutsche Borse

Vice President, Regulatory Legal, Americas

Thu Oct 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Jun 01 2017 00:00:00 GMT+0000 (Coordinated Universal Time)

Deutsche Bank

Strategic Audit - Regulatory Subject Matter Expert

Mon Jul 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Oct 01 2015 00:00:00 GMT+0000 (Coordinated Universal Time)

Deloitte

Regulatory & Compliance Advisory

Sun Apr 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time) — Mon Jul 01 2013 00:00:00 GMT+0000 (Coordinated Universal Time)

Finra

Member Regulation

Sat Jan 01 2011 00:00:00 GMT+0000 (Coordinated Universal Time) — Thu Mar 01 2012 00:00:00 GMT+0000 (Coordinated Universal Time)

Financial Ombudsman Service

Adjudicator

Mon Dec 01 2008 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Oct 01 2010 00:00:00 GMT+0000 (Coordinated Universal Time)

Herten Burstein Sheridan Cevasco Bottinelli Litt And Harz

Summer Associate

Sun Jul 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Wed Aug 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)

Todd And Weld

Law Clerk

Tue May 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time) — Fri Jun 01 2007 00:00:00 GMT+0000 (Coordinated Universal Time)

Prudential Financial

Associate

Thu Jul 01 2004 00:00:00 GMT+0000 (Coordinated Universal Time) — Sat Apr 01 2006 00:00:00 GMT+0000 (Coordinated Universal Time)

Skills

Languages

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